Alianne Asset: Setting the Standard in Business Compliance

At Alianne Asset, we set the benchmark for excellence in Business compliance, specializing in National Futures Association (NFA) and Commodity Futures Trading Commission (CFTC) regulatory adherence. Our team of seasoned professionals is dedicated to guiding your company through the complexities of business regulations, financial regulations, ensuring your operations are both compliant and efficient.

Our Expertise

With a deep understanding of business compliance and the brokerage and trading industry, our experts are well-versed in the nuances of NFA and CFTC regulations. We offer hands-on, high-touch consulting services tailored to meet the unique needs of each client, ensuring that your business not only meets but exceeds regulatory standards.

Our Services

Business Compliance

We offer comprehensive business compliance support, including but not limited to:

  • Business compliance filings
  • Vendor risk management
  • Financial compliance

Monthly Bookkeeping and Accounting Services

Accurate financial records are the backbone of compliance as well ensuring that your business has a clear financial picture and projections for business growth. Our certified public accountants specialize in financial accounting, including in the trading and brokerage sector, offering:

  • Monthly Bookkeeping services
  • Full-service accounting solutions
  • Financial reporting and projections
  • Management company accounting
  • Tax Preparation

NFA Regulatory Compliance

We provide comprehensive end-to-end regulatory support for NFA members, including:

  • NFA registration assistance
  • Policy and procedure development
  • Ongoing compliance program administration
  • Our services ensure that your firm remains in good standing with NFA, mitigating potential risks and enhancing operational integrity.

CFTC Compliance Solutions

Navigating CFTC regulations can be complex and daunting. Our team offers expert guidance on:

  • Compliance program development
  • Regulatory filings
  • Examination support
  • Mock audits to prepare for regulatory scrutiny

Why Choose Alianne Asset?

At Alianne Asset, we are committed to providing top-tier compliance consulting and accounting services tailored to your business needs. Our team of experienced professionals brings deep industry knowledge and a proactive approach to business and regulatory compliance. We focus on delivering efficient, cost-effective solutions while ensuring that your company remains compliant with evolving regulations. Our dedication to client success sets us apart, as we work closely with each business to develop strategies that foster growth and long-term stability.


Recognized as a leader in compliance consulting, we have been honored with multiple awards for excellence in compliance, accounting, and cybersecurity solutions. Our commitment to efficiency and cost-effectiveness is matched by our dedication to personalized service, ensuring our solutions align perfectly with your business objectives.

Contact Us

Ready to elevate your business and compliance standards?


Contact Alianne Asset today to discover how we can support your business, regulatory, and accounting needs.

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